Regulation A and Regulation S are both securities regulations issued by the Securities and Exchange Commission (SEC) in the United States. They both relate to the offering and sale of securities, but they have some key differences:

  • Regulation A is an exemption from the registration requirements of the Securities Act of 1933, which means that companies can raise money from the public without having to register their securities with the SEC. Regulation A is sometimes referred to as “mini-IPO” because it allows companies to raise up to $75 million in a 12-month period, but with less regulatory requirements and costs than a traditional IPO.
  • Regulation S, on the other hand, is an exemption from the registration requirements of the Securities Act of 1933 that applies to offerings made outside the United States to non-U.S. persons (i.e., people or entities that are not residents of the U.S.). Regulation S allows companies to offer and sell securities to non-U.S. investors without registering the securities with the SEC. However, companies must still comply with other securities laws and regulations of the countries in which the securities are being offered and sold.

In summary, Regulation A generally is for companies who want to raise funds from the general public within the US and Regulation S is mainly for companies who want to raise funds from non-U.S persons or entities outside of the country.

View Full Answer Page: What is the Difference Between Regulation A and Regulation S?

About the Author: Ryan Frank

Ryan Frank
Ryan Frank is the CEO & Founder of Funded which provides end-to-end marketing/advertising solutions for equity crowdfunding and private placement capital raises. Ryan has been in the digital marketing industry for 15 years and brings a wealth of knowledge to the equity crowdfunding/capital raise space.

Disclaimer – The information provided on this website does not constitute legal or regulatory advice; instead, all information, content, and materials available on this site are provided for general informational purposes only. Information on this website may not constitute the most up-to-date information; legal, regulatory or otherwise. Readers of this website should contact their attorney to obtain advice with respect to any particular legal or regulatory matter.

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Brands We Have Worked With

Here are some of the great brands we have worked with planning and executing capital raises:

Reg D + Reg S
Reg A + Reg CF + Reg D
Reg A + Reg D
Private Equity Fund / Reg D
Reg D
Reg A + Reg D
Private Equity Fund / Reg D
Private Equity Fund / Reg D
Reg D + Reg S
Private Equity Fund / Reg D
Private Equity Fund / Reg D
Reg D
Private Equity Fund / Reg D
Reg D + Reg S
Private Equity Fund / Reg D
Reg A
Reg A
Reg A
Reg A + Reg D
Reg A

Brands We Have Worked With

Here are some of the great brands we have worked with planning and executing capital raises:

Reg D + Reg S
Reg A + Reg CF + Reg D
Private Equity Fund / Reg D
Reg A + Reg D
Private Equity Fund / Reg D
Reg D
Reg A + Reg D
Private Equity Fund / Reg D
Reg A
Private Equity Fund / Reg D
Reg D + Reg S
Reg A + Reg D
Ryan Frank

CEO & Founder of Funded

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Matt Belcher

CEO & Co Founder
CalTier Realty

“Ryan and the Funded team have been instrumental in our Reg D, Reg A and Reg CF raises. They understand how to find and drive qualified leads into our offerings as well as help us find ways to convert these prospects into shareholders. I wouldn’t hesitate to recommend the Funded team to any company looking to raise capital!”

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“The Funded team has been instrumental in our Reg D, Reg A and Reg CF raises. I wouldn’t hesitate to recommend them to any company looking to raise capital online!”

Matt Belcher

CEO & Co Founder
CalTier Realty

Ryan Frank
CEO & Founder of Funded
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