For Regulation A offerings, formal SEC review and qualification is required before the issuer is allowed to advertise or sell any securities. This process is done through the submission of Form 1-A to the SEC.

  • Important to note here for a Regulation A – the SEC is in no way endorsing the issuer’s offering; they are simply “qualifying” it to certify that they met the SEC’s regulatory requirements for the offering.

For Regulation CF offerings, no formal SEC qualification is required, but issuers must complete and file Form C with the SEC prior to launching their investment offering.

For Regulation D 506(c) offerings, no formal SEC qualification is required, but issuers must complete and file Form D with the SEC within 15 days after the first sale of securities in the investment offering.

View Full Answer Page: Does my offering need to be qualified by the SEC?

About the Author: Ryan Frank

Ryan Frank
Ryan Frank is the CEO & Founder of Funded which provides end-to-end marketing/advertising solutions for equity crowdfunding and private placement capital raises. Ryan has been in the digital marketing industry for 15 years and brings a wealth of knowledge to the equity crowdfunding/capital raise space.

Disclaimer – The information provided on this website does not constitute legal or regulatory advice; instead, all information, content, and materials available on this site are provided for general informational purposes only. Information on this website may not constitute the most up-to-date information; legal, regulatory or otherwise. Readers of this website should contact their attorney to obtain advice with respect to any particular legal or regulatory matter.

Our Digital Capital Raise Solutions

Helping issuers plan and execute successful crowd investing campaigns since 2019.

Reg A Marketing

Reg D Marketing

Reg S Marketing

Reg CF Marketing

Auditing & Consulting

Investor Relations

Technology & Platform

Brands We Have Worked With

Here are some of the great brands we have worked with planning and executing capital raises:

Reg D + Reg S
Reg A + Reg CF + Reg D
Reg A + Reg D
Private Equity Fund / Reg D
Reg D
Reg A + Reg D
Private Equity Fund / Reg D
Private Equity Fund / Reg D
Reg D + Reg S
Private Equity Fund / Reg D
Private Equity Fund / Reg D
Reg D
Private Equity Fund / Reg D
Reg D + Reg S
Private Equity Fund / Reg D
Reg A
Reg A
Reg A
Reg A + Reg D
Reg A

Brands We Have Worked With

Here are some of the great brands we have worked with planning and executing capital raises:

Reg D + Reg S
Reg A + Reg CF + Reg D
Private Equity Fund / Reg D
Reg A + Reg D
Private Equity Fund / Reg D
Reg D
Reg A + Reg D
Private Equity Fund / Reg D
Reg A
Private Equity Fund / Reg D
Reg D + Reg S
Reg A + Reg D
Ryan Frank

CEO & Founder of Funded

Ready to Take Control of Your Capital Raise?

What Our Clients Have to Say

Matt Belcher

CEO & Co Founder
CalTier Realty

“Ryan and the Funded team have been instrumental in our Reg D, Reg A and Reg CF raises. They understand how to find and drive qualified leads into our offerings as well as help us find ways to convert these prospects into shareholders. I wouldn’t hesitate to recommend the Funded team to any company looking to raise capital!”

Let’s Make Things Happen

Funded provides end-to-end marketing and advertising solutions for your Reg D, Reg S, Reg A or Reg CF raise. Drop us a line today and let’s talk!

“The Funded team has been instrumental in our Reg D, Reg A and Reg CF raises. I wouldn’t hesitate to recommend them to any company looking to raise capital online!”

Matt Belcher

CEO & Co Founder
CalTier Realty

Ryan Frank
CEO & Founder of Funded

  • End-to-End Equity Crowdfunding Marketing & Advertising Solutions

  • Guidance on All Aspects of Your Raise

  • Access to Our Extensive Partner Network